Imhoff Consulting Project would like to help you to understand FINRA and SEC rules and regulations.  We offer certain services designed to help you meet your compliance obligations, such as:
S E R V I C E S
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s e r v i c e s
p h i l o s o p h y
a b o u t
l i n k s
c o n t a c t
annual independent testing and procedures/updates
updates and custom language for WSP, C/E and BCP manuals

preparation for nasd audits and drafting response letters
on-site compliance examination and written report

in-depth review of books and records compliance

custom research and writing

amendments, filings, notifications

s e r v i c e s
p h i l o s o p h y
a b o u t
l i n k s
c o n t a c t
h o m e
b l o g