i-think (1)
Securities rules and regulations require some deciphering. The language of rules sometimes
conflicts with both common knowledge and examiner interpretation. We want to help you
discover the real story: what examiners are interested in these days; which interpretations
they're relying on; and what fellow small firms are doing to keep up.
All expressions of opinion reflect the judgment of the authors as of the date of publication and are subject to change.
Copyright © 2007 Imhoff Consulting Project LLC - All Rights Reserved
i-think (2)
In this field where rules, regulations, interpretations, no-action letters, guidance, court rulings
and regulatory responses number in the thousands and change daily, we do not mind saying,
"I don't know but I'll find out." Even SRO liaisons and examiners are often overwhelmed by
the enormity of the current state of securities regs. Imhoff Consulting Project is committed to
finding the answer for you through research, not guesswork.
i-think (3)
Small firms such as those offering private placements, M&A services, and hedge funds do
not usually require the fully automated services now being offered by large compliance firms.
What they require is dedicated attention and personal service to assist, explain and solve.
i-think (4)
Imhoff Consulting Project wants to help. We love having close relationships with our clients
and find that their satisfaction is the best reward of all. We're a small shop, but professional
and fully-committed. Let us know if you'd like references; we're proud to share our success.
