Imhoff Consulting Project LLC is a New Hampshire limited liability company formed in

2006 that specializes in providing compliance services to registered broker-dealers. The

company was founded by Sharon Imhoff.

For over 20 years, Sharon Imhoff has worked in and around the securities industry.

She began her career in New York City as an analyst with Kidder, Peabody & Co.; from

there she became a private placement specialist for Alex. Brown & Sons and a regional

broker-dealer, offering high-yield, middle market investments to institutional investors. Ms.

Imhoff later founded and operated an NASD (now FINRA) member firm specializing in

mortgage-backed derivatives;she managed all compliance functions for this small firm,

including acting as registered FINOP.

Since the year 2000 Ms. Imhoff has been a dedicated compliance specialist. While pre-

viously employed by a nationally-known compliance services firm, she independently drafted

and updated written supervisory procedures and anti-money laundering compliance programs.

In addition, Ms. Imhoff managed and performed over 100 branch office examinations, on-

site independent examinations of AML programs and mock FINRA exams for a wide variety

of brokerage firms. She also conducted custom research and writing for firms with specific

regulatory needs, such as 1017 filings. Her familiarity with securities regulations is a result

of years of dedication and proven success. Through independent research, on-going experi-

ence in the field, interaction with regulatory personnel and attendance at FINRA conferences

and programs such as the FINRA Institute at Wharton Certificate Program, Ms. Imhoff

remains attuned to the current, changing state of securities regulation.